The Issue Process for Public Securities
Chaplinsky, Susan
The Issue Process for Public Securities
F-1129 | Published October 17, 1996 | 9 pages. Technical Note
Collection: Darden School of Business
Product Details
This note covers alternative methods for issuing securities in the U.S. public markets. It focuses on the basic institutional requirements of an underwritten security offering and the role of investment bankers. Two regulatory reforms of the U.S. Securities and Exchange Commission, Rules 415 and 144a, are also discussed.
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